• Are you interested in joining a fee-only, comprehensive wealth management firm with fiduciary standards?

  • Looking for ways to break through to a new level but don’t have the compliance or back office to support you?

  • Getting close to retirement and ready to begin the orderly transition of your clients to a firm you know and trust?

Our Transition Process

Initial Discovery Meeting:
Conversation to determine fit and decide if working together makes sense.
Transition Planning:
In-depth discussion to plan your move.
Transition Stage:
Transition teams at custodian and our HFG team help you transition clients.
Completion Stage:
Any loose ends tied up and 45-day follow-up

If you answered yes to any of the above questions, you should consider speaking with HFG Wealth Management.


Our Proposition

With a strong compliance and business management component, you can leverage our business processes and team structure to focus on what you do best without all the day-to-day distractions. We are interested in speaking with experienced advisors seeking to transition out of the business over several years as well as mid-level advisors looking to break out beyond the $20MM–50MM range by offering best-in-class technology, compliance and business processes.

Independent Fee Only

As an independent, fee-only advisory firm, we are not bound to any brand or product. HFG Wealth Management searches the market for practical solutions and then applies them according to the specific goals and needs of our clients.

Joining HFG offers the advantages of independence without the complexities. From technology to compliance, we’ve got you covered, leaving you free to focus on your existing and prospective clients.

Investment Committee and Managed Portfolios

Building efficient portfolios, conducting due diligence, and researching asset class trends can be both time consuming and overwhelming. It also takes away vital time that could be spent focusing on client relationships.

HFG Wealth Management has access to strategic investment oversight by some of the most recognized and esteemed names in finance and economics, including Nobel Prize-winning economist Harry Markowitz, PhD. You’ll gain access to managed portfolios and a team of investment experts to help with asset allocation, fund selection and ongoing management. In addition, you’ll get academically-based insights with real-world applications to help you better manage your clients’ investments.

Relationships with Major Custodians

We provide a choice of esteemed custodians to protect your business and your clients’ investments. HFG works with some of the world’s best-known, most respected financial service companies to offer clearing and custody services to our clients. We have enhanced relationships with major independent custodians, eliminating potential issues between advice and custody arrangements. We currently partner with Schwab and TD Ameritrade.

Advanced Planning

In our experience, only a very few financial advisors go beyond investment planning to offer true wealth management, yet these advanced planning services reflect the key concerns of affluent clients.

When you partner with HFG, you’ll benefit from an advanced planning process that’s supported by the collaborative effort of our carefully selected team of experts and strategic partners. We work with our clients in a consultative manner, alongside a network of professional advisors that includes accountants, attorneys, insurance providers and others. The end result is a comprehensive, thoroughly-vetted approach to fulfill the best interests and goals of each client.

Succession Planning

For advisors who have built a book of business, equity ownership offers a way to build a lasting, personal enterprise on their own terms. We fully support the creation of an organized strategy to pass the business to future generations, bring additional partners on board or other goals. We also seek to partner with advisors who are excited about growing their business and who want the assurance of a succession plan when they’re done.

Business Support, Operations and Compliance

HFG Wealth Management can help support your business by driving operating efficiencies, including the best use of tools, capabilities and systems to support your practice and streamline business. In addition, we offer access to extensive compliance support, education and technical assistance.

Technology & Support

HFG Wealth Management offers best-in-industry technology with the latest tools and full-service flexibility. Our strategic partnerships connect our advisors with top-tier technology solutions at preferred price points. Your business will benefit from the latest technological and compliance support, financial planning tools, marketing materials, as well as sales and productivity resources. Your clients will benefit from a higher level of efficiency and service.

Business Development and Marketing Support

At HFG, we believe that the right activities lead to the right results: satisfied clients and referrals. You can rely on us to deliver a proven business development process that works for you today and as your business evolves. We understand that an integral part taking your business to the next level is being supported in those activities that lead to business growth. HFG can help by delivering access to the practices that the most successful advisors use for client and asset acquisition, as well as turnkey marketing support.


Asset Allocation
Investment Review Selection
Portfolio Management
Risk Analysis Management
Tax Impact Analysis
Asset Transition Analysis

Copyright © 2019. HFG Wealth Management, LLC. Investment advisory services offered through HFG Wealth Management, LLC – An independent Registered Investment Advisory firm registered with the SEC. Investing involves risk including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values. Therefore, any information presented here should only be relied upon when coordinated with individual professional advice. [ more disclosures ]